10 meilleures offres (senior compliance officer, ontario) (à pourvoir)

Senior Compliance Officer - Regulatory & Advisory
BMO Financial Group —Toronto, ON
- De 70 000 $ à 150 000 $ par an
- Temps plein
- Esprit d'analyse
- Gestion de projet
- Diplôme universitaire non requis
- Bourses d'Études
- Assurance Vie
Senior Compliance Officer, CM Compliance Program Governance
BMO Financial Group —Toronto, ON
- De 70 000 $ à 150 000 $ par an
- Temps plein
- Microsoft Powerpoint
- SQL
- Amélioration continue
- Bourses d'Études
- Assurance Vie
il y a 4 jours
Senior Compliance Officer
BMO Financial Group —Toronto, ON
- De 75 900 $ à 141 900 $ par an
- Temps plein
- Esprit d'analyse
- Gestion de projet
- Affaires
- Bourses d'Études
- Assurance Vie
Sr. Director, Infrastructure Automation & Compliance
McKesson —Mississauga, ON
- De 151 200 $ à 201 600 $ par an
- Gestion d'équipe
- Diplôme universitaire non requis
- Leadership
- Programmes de Bien-être
- Plan d'actionnariat des employés
Senior Tax and Compliance Officer
IKO Industries —Greater Toronto Area, ON
- De 124 000 $ à 154 000 $ par an
- Temps plein
- Esprit d'analyse
- Compétences en communication
- Analytique
- Assurance Invalidité
- Assurance Dentaire
Postuler rapidement
il y a 7 jours
Senior Compliance Officer, Product - 12 Month Contract
Raymond James Financial, Inc. —Toronto, ON
- De 80 000 $ à 100 000 $ par an
- Temps plein
- Service à la clientèle
- Esprit d'analyse
- Diplôme d'associé
- Plan d'actionnariat des employés
- Bourses d'Études
Senior Compliance Director – Payments & Digital Assets
OTT Financial Group —Toronto, ON
- De 180 000 $ à 260 000 $ par an
- Temps plein
- Services financiers
- Assurance Invalidité
- Assurance Dentaire
Postuler rapidement
Sr. Compliance/Complaints Officer - 18 month contract
Zurich Insurance —Toronto, ON
- De 98 000 $ à 150 000 $ par an
- Contrat
- Travail hybride
- Marketing
- Anglais
- Diplôme d'études secondaires
Senior Director, Compliance – Capital Markets
CIBC —Toronto, ON
- Temps plein
- Amélioration continue
- Gestion d'équipe
- Mentorat
il y a 5 jours
Sr. Director, CCO & CPO - RFA Bank of Canada
RFA Bank of Canada, RFA Mortgages Corp. —Toronto, ON
- Temps plein
- Travail hybride
- Capacités de présentation
- Diplôme universitaire non requis
- Compétences en communication
- Assurance Dentaire
- Assurance Vision
Postuler rapidement
il y a 13 jours

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Senior Compliance Officer - Regulatory & Advisory
BMO Financial Group —Toronto, ON
A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.
De 70 000 $ à 150 000 $ par an
Senior Compliance Officer, CM Compliance Program Governance
BMO Financial Group —Toronto, ON
A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.
De 70 000 $ à 150 000 $ par an
il y a 4 jours

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Senior Compliance Director – Payments & Digital Assets
OTT Financial Group —Toronto, ON
Issuing Governance: Lead compliance governance for credit, prepaid, and debit card programs. We are seeking a highly experienced Senior Compliance Director to…
De 180 000 $ à 260 000 $ par an
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Senior Compliance Officer - Regulatory & Advisory

BMO Financial Group -
Toronto, ON

Postuler dès maintenant

Détails du poste

Temps plein
De 70 000 $ à 150 000 $ par an

Profil recherché

Études postsecondaires
Gestion du changement
Esprit d'analyse
Gestion de projet
Cours sur le commerce des valeurs mobilières au Canada (CCVM)
Expérience en conformité financière et réglementaire
Expérience en gestion de projet
Compétences en communication

Description complète du poste

Application Deadline:

09/11/2026

Address:

100 King Street West

Job Family Group:

Audit, Risk & Compliance

BMO Nesbitt Burns, Private Client Division is a core part of PMO Private Wealth, and it operates as one of North America’s leading full-service investment advisory firms.

We are seeking a Senior Compliance Officer – Regulatory & Advisory with a strong understanding of the regulatory landscape and knowledge of CIRO rules, to join our Compliance team. This role has dual reporting lines and reports to the Chief Compliance Officer, BMO Nesbitt Burns, Private Client Division, and BMO Private Wealth Canada, with a dual reporting line into the Senior Compliance Manager, Regulatory & Advisory.

As a key member of the Compliance team, you will focus on regulatory developments, change management, and reporting. Excellent written and oral communication skills, strong knowledge of CIRO rules, and project management experience are required.

Responsibilities And Duties

This role requires you to:

Have a strong understanding of Private Wealth, and of applicable CIRO rules and the broader securities regulatory landscape.
Assist lead regulatory change initiatives and coordinate various stakeholders to ensure compliance with new regulatory developments, and to support regulatory initiatives and compliance program changes, and ensure alignment with CIRO and other rules, including leading change management processes
Contribute to regulatory reporting of regulatory developments, regulatory initiatives and compliance program changes
Deploy appropriate methodologies and governance tools, to drive the timely delivery of analysis and agreed solution approach for any regulatory or compliance program initiative

Qualifications And Skills

Core Requirements

Experienced compliance professional with 5+ years of experience in compliance with relevant experience in managing regulatory developments, change management, and reporting, and a post-secondary degree in a related field of study or an equivalent combination of education and experience
CSC, Investment Dealer Supervisors Course or similar qualifications
Deep understanding of securities laws and rules, and in particular of CIRO Rules

Strong analytical and critical thinking skills to assess information, evaluate risks, and make informed judgments. Can approach problems from multiple perspectives and demonstrate sound reasoning.
Excellent oral and written communication skills; including the ability to understand and effectively communicate relevant industry regulations, impacts and implementation solutions to the business
A high level of professionalism, ethics and integrity

Nice to Have’s

Project management certifications or equivalent experience
Prior experience as an Approved Person or working at a securities regulator

Salary :

$70,000.00 - $150,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en .

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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